graph TD
EC["⚖️ Clause 9.1.2<br/>Compliance Evaluation"]
FREQ["⏰ Determine<br/>Frequency"]
EVAL["✅ Evaluate and<br/>Act"]
CORR["🔧 Correct<br/>Promptly"]
KNOW["📚 Maintain Status<br/>Knowledge"]
DIST["🔀 Distinct from<br/>Internal Audit"]
LEGAL["🏛️ Tests Legal<br/>Requirements"]
METH["🛠️ Evaluation<br/>Methods"]
CAL["🗓️ Compliance<br/>Calendars"]
WALK["🚶 Walkthroughs and<br/>Third-party Audits"]
EC --> FREQ
EC --> EVAL
EVAL --> CORR
EC --> KNOW
EC --> DIST
DIST --> LEGAL
EC --> METH
METH --> CAL
METH --> WALK
style EC fill:#4A90E2,color:#fff,stroke:#333,stroke-width:2px
style EVAL fill:#7ED321,color:#000,stroke:#333,stroke-width:2px
style DIST fill:#F5A623,color:#000,stroke:#333
style METH fill:#BD10E0,color:#fff
style CORR fill:#FF6B6B,color:#fff
Flashcards
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Key takeaways
- Clause 9.1.2 requires processes to evaluate whether compliance obligations are being fulfilled.
- The three sub-requirements are determining frequency, evaluating and acting, and maintaining compliance status knowledge.
- Compliance evaluation tests legal and other requirements and is distinct from internal auditing of the EMS.
- Methods include compliance calendars, walkthroughs, third-party audits, and inspection readiness reviews.
- Organizations must retain evidence of evaluation results and correct any identified noncompliances promptly.
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